产品形象
New Quality Management Standards: A Practical Approach to Risk Assessment and Response
审计 & 保证
网络直播

New Quality Management Standards: A Practical Approach to Risk Assessment and Response

了解SQMS编号. 理解新的基于风险的质量管理方法(QM), 重点是创建适合公司需求的流程&一个练习.

$118 - $142
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格式

网络直播

日期

2024年7月22日

NASBA研究领域

审计

水平

基本

CPE学分

2

教练

河边高盛, 乔•林奇, Jeffrey Rapaglia, 雪莉;痒

可用性

产品编号

WC4537049

 视图  
 业务 & 合作伙伴 
产品详细信息

根据贵公司的需求,建立健全的质量管理体系

质量管理标准声明(SQMS. 1, 一个公司的质量管理体系 , 改变了质量管理的方式, with emphasis on creating processes and policies tailored to your firm’s circumstances. The new risk assessment process is a key component to identifying and evaluating the likelihood and potential impact of various risks to your firm. 本次网络直播将提供一种实用的风险评估方法, and to determining the responses — policies and procedures — to the quality risks facing the firm.

关键的188bet亚洲真人体育下载

  • 质量管理
  • 同行评审
  • 审计
  • 风险评估

学习成果

  • 认识执行质量风险评估的步骤.
  • 确定公司的风险评估计划.
  • 选择对质量风险的响应.
  • 确定如何监控结果.

谁将受益

  • 188bet亚洲真人体育下载网址
  • 同行评议者
  • QM董事
  • 协会成员
  • 审计人员
信用信息
CPE学分
2
NASBA研究领域
审计
水平
基本
先决条件
没有一个
访问
这是一个数字产品. With full paid access the 内容 will be available to you for 3 months after purchase date.
持续时间
2小时
更多信息请参考 CPE要求和NASBA赞助信息
定价
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非会员
$142.00
协会成员
$118.00
CIMA会员
$118.00

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演讲者
河边高盛
188bet亚洲真人体育下载网址
河边高盛, 188bet亚洲真人体育下载网址 is a associate director with the American Institute of 188bet亚洲真人体育下载网址’s (AI188bet亚洲真人体育下载网址) 审计 and Attest Standards team. She is the staff liaison for the 审计 Standards Board and supports their standard-setting activities. 作为副主任,她还帮助制定非权威性的专业指导. 在加入审计和证明标准团队之前,Ms .. Goldman was a senior manager on the AI188bet亚洲真人体育下载网址’s Examinations Team w在这里 she was responsible for the 内容 and development of all sections of the Uniform 188bet亚洲真人体育下载网址 Examination and provided staff support to senior-level committees and task forces focusing on examination policies, 内容, 和计算机化. 在加入美国注册188bet亚洲真人体育下载之前,她是DDK的主管 & 公司,安永的经理 & Young LLP, Kipnis高级会计师 & Karchmer. She graduated magna cum laude from Stern College of Yeshiva University with a Bachelor of Science in Accounting.
乔•林奇
Joe拥有超过25年的技术经验, 审计, 而审计质量合规的重点是技术. 在JGA, Joe是IT审计咨询服务负责人,与内部审计员合作, 公营及私营公司, and regional and national mid-market public accounting firms to implement and to integrate technology into financial processes and improve the 审计 integration of engagement teams performing integrated 审计s and service organization reports. He also provides critical input to IT-specific requirements related to new QC standards implementation. 在PCAOB担任信息系统检查负责人超过6年, he conducted inspections of QC and global issuer 审计s at large firms in the US as well as foreign affiliate firms, focusing on examining quality control and the design and implementation of 审计 work over IT and service organizations in integrated 审计s. Joe also has over 8 years of experience supporting financial service industry 审计 teams as a managing director at KPMG. 除了, 他的经历包括, over 6 years of active-duty service in the US Air Force and directly supporting companies with IT strategic initiatives such as designing the IT framework for technology departments as well as leading implementations of ERPs and systems.
Jeffrey Rapaglia
FORVIS, LLP)
Jeff Rapaglia is a Partner within Dixon Hughes Goodman, LLP’s (DHG) Professional Standards Group. 杰夫有广泛的知识, 以及对, 审计行业面临的主要挑战, 包括监管机构和标准制定者采取的重大举措. 他带来了20多年丰富的专业经验, having spent more than three years as Technical Director of Professional Practice for the Center for 审计 Quality (CAQ), and several years prior as a Senior Manager within the Public Company Accounting Oversight Board’s (PCAOB) Office of Research and Analysis. 在担任这些角色之前, Jeff was Vice President of Financial Reporting for a smaller public financial institution and started his career at a Big Four firm. Jeffrey holds a Bachelor of 业务 Administration with a concentration in Accounting from the University of Massachusetts at Amherst, 他是马萨诸塞州和北卡罗来纳州的188bet亚洲真人体育下载网址. Jeffrey’s responsibilities include evaluating and enhancing the firm’s 审计 methodology, authoring knowledge-share 内容 including DHG's comment letter responses to certain regulatory proposals, and developing policies and interpretive guidance on accounting and 审计ing standards. Jeffrey还担任SEC的额外技术资源, PCAOB and other public company matters; and continues to be an active member of the American Institute of Certified Public Accountants (AI188bet亚洲真人体育下载网址) and the CAQ, 现时或过去曾在不同的委员会及专责小组服务, including the CAQ’s Smaller Firm Task Force and the AI188bet亚洲真人体育下载网址's 审计or's Reporting Model and Quality Control Task Forces.
雪莉;痒
具有里程碑意义的公司
雪莉;痒 is a member of 具有里程碑意义的公司 and focuses a majority of her time in the assurance and bond arbitrage practice areas, 具有免税债务合规的行业经验, 员工福利计划和非营利组织. 除了, 她在公司的管理团队任职,并进行同行评审, 重点是福利计划的同行评议. 2006年加入Landmark之前, Sherry spent 15 years with other public accounting firms providing tax and 审计 services to a broad base of 客户端s, 还担任过一家非营利组织的财务总监. In 2015, she was appointed to the Arkansas State Board of Public Accountancy for a five-year term and is currently serving her final year as President of the board. 除了, she is a committee member of NASBA’s Compliance 保证 Committee and previously served on the Arkansas Peer Review Committee. (自2020-2021年成为ASB成员)
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